The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Companies that issue dividend-paying stocks are not required to pay or continue paying dividends on such stocks. Strives mission to restore excellence in corporate America continues to resonate with investors, as Strive celebrates $500 million in AUM and launches 4 new ETFs. The securities of mid-capitalization companies generally trade in lower volumes and are subject to greater andmore unpredictable price changes than larger capitalization stocks or the stock market as a whole. Market returns are based upon the last trade price. As a result, it earns an Average Parent Pillar rating. Verify your identity, personalize the content you receive, or create and administer your account. Percentile rank is how an investments return, risk, or other metric compares with other investments in its Morningstar Category. tips_and_updates Financial Advisor Education. The Fund is a recently organized management investment company with limited operating history. The principal risks of investing in DRLL include: Energy Sector Risk. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. "Its also a credit to our clients, who believe in our mission and have joined the movement to restore excellence across corporate America.". Disposition Fee. Read through our introductory course to financial advisors. The Fund is a recently organized management investmentcompany with limited operating history. The principal risks of investing in STRV include: Large Capitalization Companies Risk. Maintaining independence and editorial freedom is essential to our mission of empowering investor success. Some mid-capitalizationcompanies have limited product lines, markets, and financial and managerial resources and tend to concentrate on fewergeographical markets relative to larger capitalization companies. The amount of any distribution will vary, and there is no guarantee the Fund will pay either an income dividend or a capital gains distribution. As a result, prospective investors have a limited track record or history on which to basetheir investment decision. Investors should consider the investment objectives, risks, charges and expenses carefully before investing. Firm or related person receives soft-dollar benefits in connection with client securities transactions. What does this mean and why is it important? Fill out the form below. An investment in the Fund involves risks similar to those of investing in any fund holding equity securities, such as marketfluctuations, changes in interest rates and perceived trends in stock prices. Duration: -06-25. The securities of mid-capitalization companies may be more vulnerable to adverse issuer, market, political, or economic developments than securities of larger-capitalization companies. For all of the work described above, the sponsor may charge an asset management fee, which usually ranges from 1% - 2% of invested equity. These conflicts can negatively impact clients via hidden fees and overall higher costs. The Fund invests in growth securities, which may be more volatile than other types of investments, may perform differently than the market as a whole and may underperform when compared to securities with different investment parameters. Will any of my assets be invested in those products? Firm recommends securities or other investment products to advisory clients in which the firm or a related person has some other proprietary (ownership) interest that isnt related to trading or holding the security or securities themselves personally. The headquarters of Strive Investment Management is . Learn more at www.strive.com. Data as of 03/20/2023. As a result, prospective investors have a limited track record or history on which to base their investment decision. What does this mean and why is it important? The securities of mid-capitalization companies generally tradein lower volumes and are subject to greater and more unpredictable price changes than larger capitalization stocks or the stockmarket as a whole. Questions to ask A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. Investor.com is your trustworthy guide to the world of personal finance. Does your firm offer mutual funds that have 12b-1 fees? Each month, the investor.com Trust algorithm downloads the latest regulatory data from the SEC IAPD database. Strive has launched two ETFs to push back against "woke capitalism" in the industry. There can be no assurance that the Fund will grow to or maintain an economically viable size. The Strive ETFs are distributed by Quasar Distributors, LLC. Please see our General Disclaimers for more information. Management Fees Assessed by Asset Class on Investment Balance. Equity Investing Risk. A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. What does this mean? What does this mean? Strive aims to advance mission-aligned shareholder proposals for companies and sectors in which our clients are invested - including proposals that rectify damage inflicted by other large asset managers that . This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. Large-capitalization companies may trail the returns of the overall stock market. Investments must have at least 36 continuous months of total returns to receive a rating. Our mission is to restore the voices of everyday citizens in the American economy by leading companies to focus on excellence over politics. Read our editorial policy to learn more about our process. Non-Diversification Risk. FINRA data last verified May 10, 2022. Equity Investing Risk. All requests for updated information should also be reported directly to the SEC and/or FINRA. The SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of its rules. All rights reserved. This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. The securities of small-capitalization companies may be more vulnerable to adverse issuer, market, political, or economic developments than securities of large- or mid-capitalization companies. Investment Risk. The launch of these funds comes during Strives Excellence Campaign, which began last month. Fund Name Strive U.S. Energy ETF. How does your firm mitigate conflicts that arise from managing accounts with differing fee structures? What does this mean? Holdings are subject to change. Terms of Use | Disclaimers | Privacy Policy. Develop and improve features of our offerings. The Strive Emerging Markets Ex-China ETF (STXE) is passively managed and seeks exposure to large- and mid-capitalization equity securities across 24 emerging market economies, excluding China. Large-capitalization companies may trail the returns of the overall stock market. Since then, he has dove headfirst into combatting the influence politics has been having on corporate America. Strive Investment Management, registered in 2017, serves 1 state(s) with a licensed staff of 1 advisors. Company Type For Profit. The Fund expects to declare and to distribute its net investment income, if any, to shareholders as dividends quarterly. Questions to ask Therefore, growth securities may go in and out offavor over time. Large-capitalization stocks tend to go through cycles of doing better _or worse than the stock market in general. Cited source in STRV video: Apple Shareholders Back Social Proposals. Investments involve risk. Index Calculation Risk. For a prospectus or summary prospectus with this and other information about the Fund, please call 855-427-7360 or visit our website atwww.strivefunds.com. Strive Investment Management currently serves clients in the following states: UT. To the extent that the Index concentrates in the securities of issuers in a particular industry or group of industries, the Fund also may concentrate its investments to approximately the same extent. Index Calculation Risk. What does this mean and why is this important? Investments in securities and instruments traded in developing or emerging markets, or that provide exposure to those securities or markets, can involve additional risks relating to political, economic, or regulatory conditions not associated with investments in U.S. securities and instruments. Why doesnt your firm use a secure website? The Strive 1000 Growth ETF (STXG) is passively managed and seeks exposure toU.S. equities that exhibit growth characteristics. Strive Investment Management manages $4.1 million and provides investment advisory services for 32 clients (1:32 advisor/client ratio). The principal risks of investing in DRLL include: Energy Sector Risk. By concentrating its investments in an industry or group of industries, the Fund may face more risks than if it were diversified broadly over numerous industries or groups of industries. Real Estate Investment Trusts (REITs) Risk. Our mission is to restore the voices of everyday citizens in the American economy by leading companies to focus on excellence over politics. The firm's website is not secure by modern internet standards. As a result, prospective investors have a limited track record or history on which to base their investment decision. On behalf of our clients, Strive wrote a letter to Salesforces board to deliver a simple message: steer clear of broader, politically charged, value-destroying social activism and focus exclusively on maximizing shareholder value by delivering excellent products to customers alone. *SEC data last verified May 10, 2022. Geopolitical/Natural Disaster Risks. Checks take place monthly. Non-Diversification Risk. The securities of mid-capitalization companies may bemore vulnerable to adverse issuer, market, political, or economic developments than securities of larger-capitalizationcompanies. Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? COLUMBUS, Ohio, November 15, 2022--(BUSINESS WIRE)--Strive Asset Management announced its total assets under management surpassed $500 million on November 11, 2022, three months after the launch of its first fund. Furthermore, our content and research teams do not participate in any advertising planning nor are they permitted access to advertising campaign data. The Fund is not actively managed and the Sub-Adviser will not sell any investments due to current or projected underperformance of the securities, industries or sector in which it invests, unless the investment is removed from the Index, sold in connection with a rebalancing of the Index as addressed in the Index methodology, or sold to comply with the Fund's investment limitations (for example, to maintain the Fund's tax status). Questions to ask Your subscription has been confirmed. The values of equity securities could decline generally or could underperform other investments. New Fund Risk. The company was co-founded by Vivek Ramaswamy and Anson Frericks in 2022. Thank you for visiting the Strive ETFs site! Job Description. It is not an exact list of the top 500 U.S. companies bymarket cap because there are other criteria that the index includes. Investors should consider the investment objectives, risks, charges and expenses carefully before investing. Participation in the Certification program, including the payment of an annual fee to investor.com, does not guarantee or in any way bias investor.com's decision to award "Trusted by investor.com" status, and "Trusted by investor.com" status shall not constitute or be construed as an endorsement of any firm by investor.com. Founded Date 2022. Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. The risks of investments in depositary receipts, including American Depositary Receipts (ADRs), European Depositary Receipts (EDRs), and Global Depositary Receipts (GDRs), are substantially similar to Foreign Investment Risk. The Morningstar Star Rating for Funds is a purely quantitative measure of a fund's past performance, measured from one to five stars. Equity InvestingRisk. The securities of mid-capitalization companies generally trade in lower volumes and are subject to greater andmore unpredictable price changes than larger capitalization stocks or the stock market as a whole. Principal risks of investing in STRV include: Energy Sector Risk against quot. About our process total returns to receive a rating exposure toU.S if any to! Secure by modern internet standards Apple shareholders back Social Proposals will grow to or maintain an economically viable size from. 2017, serves 1 state ( s ) with a licensed staff of 1.! 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