It essentially would put limitations on retirement accounts. For needs that go beyond your ownto help you improve the lives of others. Outside of work, Spencer enjoys spending time with hisfiance and traveling looking for exciting new places to eat and things to see. https://www.ubs.com, Wealth management services in the United States are provided by UBS Financial Services Inc., a registered investment advisor and broker-dealer offering securities, trading, brokerage and related products and services. Were a team of seasoned financial professionals, driven to bring real change for you, your business or your organization. Private Wealth Management is a division within UBS Financial Services Inc., which is a subsidiary of UBS AG. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. We understand both the incentive value of a retirement plan and the commitment required to administer the plan and address fiduciary responsibilities. Nick is responsible for the implementation of multiple equity and fixed income portfolios. verdade. Transamerica is a pioneer for pooled retirement plans with 20 years of experience. Our national presence and years of consulting experience give us a valuable perspective that goes beyond that of a traditional broker or financial advisor. Member FINRA. Disclosures For Retirement Plans With UBS Accounts. https://www.ubs.com/retirement-plan-disclosures. Spencer is a 2018 graduate from the University of Wisconsin-Madison with a degree in Personal Finance. Loan Disclosure Statement. She is a member of the Marquette University Parents Association, The Marquette University Business Alumni Association, Professional Dimensions and TEMPO. WebIts a legal document that is used to appoint a trustee, a trustworthy individual who will manage trust assets when you are no longer available. Children are also naturally curious and may ask you about death. Notice for Non-U.S. Investors. Nick Catania has been a South Florida resident for over 40 years and studied economics and finance at Barry University. UBS Retirement Plan Manager (RPM) is an advisory program that offers discretionary investment management, with UBS acting as an investment manager under ERISA Section 3(38). enviando un correo electrnico a For more information, please review the PDF document atubs.com/relationshipsummary.UBS Financial Services Inc. does not provide tax or legal advice. True diversification is unlikely to be achieved by crowding into a standardized collection of asset classes; it is created using good judgment and the inclusion of professionals who are independent thinkers. Transamericas corporate headquarters is located in Baltimore, Maryland, with other major operations in Cedar Rapids, Iowa and Denver, Colorado. After passing the Securities Industry Essentials exam, Catherine is currently studying for her Series 7 and 66 exams to become fully licensed. 4.0. Advisory & Brokerage Services. envie um e-mail para For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures. Mike has earned the designation of Chartered Retirement Plan Specialist (CRPS) and Certified Financial PlannerTM (CFP) and Wealth Advisor. Loan Disclosure Statement. We can connect you to the resources you need to solve any challenge that may arise. Plan design, the investment menu, fiduciary liability, fees, service providers and participant retirement readiness are all evaluated in order to outline where things are today and discuss opportunities moving forward. Prior to joining UBS in April 2022, she worked at the Hard Rock Hotel and Casino as an Assistant Food and Beverage Manager. $ 2.8 trillion. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Loan Disclosure Statement. Click the link in the email we sent to to verify your email address and activate your job alert. Advice on family financial decision-making. Prior to joining the Alpha+ Group, Ryan served UBS as the Business Analyst for the Northwest Region where he earned his Series 7 and 66 licenses. Securities and investment advisory services offered by Transamerica Financial Advisors, Inc., a broker-dealer, member of FINRA, SIPC and a Registered Investment Adviser. Bickham, Robert. CFP Board's Trademark Disclaimer. Statement of Financial Condition (PDF). Statement of Financial Condition. In 2020, Transamerica fulfilled its promises to customers, paying more than $49 billion in insurance, retirement, and annuity claims and benefits, including return of annuity premiums paid by the customer. Aiutaci a proteggere Glassdoor dimostrando che sei una persona reale. WebRetirement Plan Consulting Services and Retirement Plan Manager Form ADV - Updated August 2022. retirement plan consulting and endowment and foundation background/experience is a plus determine processes and reporting needed to help identify opportunities and measure success UBS - Experienced professionals - job boards Address Weehawken, NJ USA Industry Business Report Job All Jobs Retirement PLAN The services included in the, Transamerica is thrilled to partner with UBS on our, Please contact your local UBS Financial Advisor to learn more about the Transamerica, TAG Resources, LLC, headquartered in Knoxville, Tennessee, is the industry leader in pooled retirement structures. Please contact your local UBS Financial Advisor to learn more about the Transamerica Retirement Plan Exchange featuring UBS Retirement Plan Manager. Our goal is to be your primary source of financial advice. In invested assets globallyAs of 06/30/2022, Products and services mentioned on these web pages may not be available for residents of certain nations. Member FINRA. Retirement Plan Exchange is a registered service mark of Transamerica. pour nous faire part du problme. He also enjoys speed skatinghe is an International Official and part of an elite group of just 24 starters in the world who qualify to be an official at the Olympic Games. Christopher Farrell Senior Vice PresidentWealth Management Financial Advisor View bio Peter Widmann Maloney, CIMA Senior Vice PresidentWealth Management We create actionable financial plans, investment strategies and provide educational opportunities to help meet your changing perspectives on wealth, your familys lifestyle, and your financial priorities. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. We can work with your advisors and provide choices of specialized advisors vetted and not financially connected to our firm. The NAPA rating is awarded annually in September based on information from June to August of the award year. The UBS Retirement Plan Manager (RPM) is an advisory program that offers discretionary investment management, with UBS acting as an investment manager. Are you considering an exit from your business? Our team will work with you and your family to provide advice and financial education including: We can offer a series of digital, interactive personal finance courses for all ages. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. TAG has a culture of innovation that is unique in the retirement industry, and it is TAGs model that is the basis of the pooled structures. We provide a set of tools and strategies to continually fine-tune your estate and legacy plan. As a CERTIFIED FINANCIAL PLANNER, Kevin focuses on the kitchen table conversations designed to help drive client success. For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures. Account Sweep Yields. Futures Commission Merchant (FCM) Information for UBS Financial Services Inc. An employer participating in an Exchange retains certain fiduciary responsibilities, including responsibility for retaining and monitoring the 3(16) plan administrator, for determining the reasonableness of its fees, and for periodically reviewing the Exchange as a whole. Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. This disclosure is required by the SECs Best Interest Regulation to provide a summary of services provided by UBS. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence. Plan sponsors and plan administrators may wish to seek the advice of legal counsel or a tax professional to address their specific situations. Best Execution Statement. By Lee Barney UBS Global Wealth Management has launched Retirement Plan Manager, a new advisory program to help advisers efficiently serve retirement plans with less than $5 million in assets. For the full year of 2020, Aegon managed over $1.1 trillion in revenue generating investments. Short URL: Helpful. With a history that dates back more than 100 years, Transamerica is recognized as a leading provider of life insurance, retirement, and investment solutions, serving millions of customers throughout the United States. $128,652.00. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. WebWealth advice for your life's goals. We hope to inspire meaningful dialog about important. Brass First Vice PresidentWealth Management (248) 645-3936craig.brass@ubs.com, The Jorgenson / Creydt Wealth Management Group, Jacob Creydt Senior Vice PresidentWealth Management 952-921-7944jacob.d.creydt@ubs.com, Wayne Jorgenson Senior Vice PresidentWealth Management 952-921-7922wayne.d.jorgenson@ubs.com, Jonathan Bottema Senior Vice PresidentWealth Management 952-475-9448jonathan.bottema@ubs.com, Michael Jefferies Managing DirectorWealth Management 800-821-5625michael.jefferies@ubs.com, Timothy Torretta Financial Advisor 314-746-4168timothy.torretta@ubs.com, William Royer Senior Vice President Wealth Management 406-238-1750william.royer@ubs.com, Todd H. Vralsted Senior Vice President Wealth Management 406-238-1756todd.h.vralsted@ubs.com, Kevin J. Fiscus Vice President Wealth Management 406-238-1716kevin.fiscus@ubs.com, http://financialservicesinc.ubs.com/team/montanawealthadvisors/index.html, Eric Soos Managing Director Wealth Management 973-360-4201eric.soos@ubs.com, Steven Horky Vice President Wealth Management 973-360-4301steven.horky@ubs.com, Thomas Bishop Senior Vice President - Wealth Management 201-556-2827thomas.bishop@ubs.com, Marc Shegoski Senior Vice PresidentWealth Management 609-919-2331marc.shegoski@ubs.com, David Sears Vice President-Wealth Management 609-919-2332david.sears@ubs.com, Alan Spierer Senior Vice PresidentWealth Management 908-789-3178alan.spierer@ubs.com, Christopher Zangari Senior Vice PresidentWealth Management 908-789-3177christopher.zangari@ubs.com, C.B. deliver a full range of retirement plan consulting services including fiduciary investment advice as well as plan program consulting services such as fee benchmarking, provider search and fiduciary education to clients As such, he is primarily responsible for executing the team's investment management strategies and the development of the team's proprietary models. We will work with you to consider the many factors that should impact your decision, such as timing of the sale, family dynamics, structure, and your team of advisors to assist in the transition. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. Important Information About Auction Rate Securities (Not for Puerto Rico). Diversification does not ensure a profit or protect against loss in declining markets. Advisory & Brokerage Services. We can help you understand the advantages of community foundations, donor advised funds, private foundations and other advanced philanthropic strategies. Our clients can expect us to be responsive, thoughtful in our advice, and precise in our detail. For information about IRAs, please refer to the IRA information page. Well help you find a Financial Advisor Well contact you. We can help you bring your vision to life. This disclosure document for UBS Select for Corporate Plans also serves as 408(b)(2) disclosure for plan fiduciaries choosing UBS Select. With over 20 years of investment management experience, Nick is currently Senior Vice President and Senior Portfolio Manager of the Catania Wealth Management Group. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Whats the right plan to help make sure your retirement funds last? Member FINRA. TAG Resources will serve as the plans 402 (a) and 3 (16) fiduciary and manage the plans day-to-day administrative duties. Elena Guglielmin, CIO Credit Analyst for European Financials, David Lefkowitz, Head of Equities Americas, Bradley Ball, US Financials Sector Strategist, and Leslie Falconio, Head of Taxable Fixed Income Strategy Americas, sat down to discuss the latest developments in the wake of the collapse of Silicon Valley Bank and Signature Bank, the broader market and economic impact, and investment implications moving forward. These documents, together with the particular program contract agreement, fulfill the disclosure requirements under the Department of Labor's regulations under Section 408(b)(2) of ERISA. an. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life. In addition, some products, investment vehicles, and services may not be available or appropriate in all workplace retirement plans. Important Information About Auction Rate Securities (Not for Puerto Rico). Our goal is to help simplify your life so you have the freedom to fully assess your options, make wise financial decisions and move forward with confidence. For the full year of 2020, Aegon managed over $1.1 trillion in revenue generating investments. Carolyn is a CERTIFIED FINANCIAL PLANNER and an Accredited Wealth Management Advisor. Pete Edmonds Senior Vice PresidentWealth Management 505-881-1700claude.edmonds@ubs.com, Gerald L Chasin Senior Vice PresidentWealth Management 516-745-8964gerry.chasin@ubs.com, Matthew Chasin Vice President - Wealth Management 516-745-8962matt.chasin@ubs.com, Pamela Chasin Financial Advisor 516-745-8810pamela.chasin@ubs.com, Charles S. OddoSenior Vice PresidentWealth Management 631-454-3247charles.oddo@ubs.com Vania MarkarianFinancial Advisor 631-454-3241vania.markarian@ubs.com, Jason Katz Managing DirectorWealth Management 212-713-9201jason.m.katz@ubs.com, Kenji YoshikawaSenior Vice President - Wealth Management 212-713-9248kenji.yoshikawa@ubs.com, Anthony Cristiano First Vice PresidentWealth Management 212-626-8527anthony.cristiano@ubs.com Dominick MinicucciSenior Vice President - Wealth Management 212-626-8937dominick.minicucci@ubs.com, Allen Saunders Managing DirectorInvestments 212-713-3389allen.saunders@ubs.com, Alex Molina Financial Advisor 212-626-8662alex.molina@ubs.com, The D'Aiutolo Institutional Consulting Team, Paul D'Aiutolo First Vice PresidentWealth Management 585-218-4532paul.daiutolo@ubs.com, James K. MerkleyVice President Wealth Management 585-218-2500james.k.merkley@ubs.com, Timothy Rauwald Senior Vice PresidentWealth Management 919-918-2351tim.rauwald@ubs.com, Ken Rinehart Senior Vice PresidentWealth Management 513-786-7900ken.rinehart@ubs.com, Kevin Shepherd Senior Vice PresidentWealth Management 513-792-5161kevin.shepherd@ubs.com, The Holland/Cahill Investment Consulting Group, Brian Cahill First Vice PresidentWealth Management 440-414-2745brian.cahill@ubs.com, Daniel Gaertner Senior Vice President - Wealth Management 440-414-2747daniel.gaertner@ubs.com, The Catanella Institutional Consulting Group, Ken Catanella Managing DirectorWealth Management 215-972-6800ken.catanella@ubs.com, Brian Catanella Vice PresidentWealth Management 215-972-6824brian.catanella@ubs.com, Austin GreerFinancial Advisor 615-750-8158austin.greer@ubs.com, Megan Smith Financial Advisor 214-965-6129megan.l.smith@ubs.com, Institutional Consulting South Central Group, Robert Vaughan Financial Advisor 281-362-2250robert.vaughan@ubs.com, Donald Atherton Vice PresidentWealth Management 281-362-6363don.atherton@ubs.com, Joe Calao Senior Vice PresidentWealth Management 254-751-5050joe.calao@ubs.com, Justin Cole Steil Account Vice President 757-624-3390justin.steil@ubs.com, UBS Institutional Consulting Group - Northwest, Shawn Hintz Senior Vice PresidentWealth Management 206-628-6535shawn.hintz@ubs.com, Trent Sanden Senior Vice PresidentWealth Management 206-628-6501trent.sanden@ubs.com, Peter Noone Financial Advisor 206-447-2403peter.noone@ubs.com, Mike Mumford First Vice President - Wealth Management 509-744-3301mike.mumford@ubs.com, Paul K. Ramus Account Vice President Financial Advisor 262-794-0863paul.ramus@ubs.com, Bruce Lanser First Vice PresidentWealth Management 414-289-3817bruce.lanser@ubs.com. It also provides important information about Stable Value Funds and information about our conflicts of interest in UBS Select for Corporate Plans. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. Investment advisory services focused on the unique needs of individual retirees, retirement plans, and their participants offered by Transamerica Retirement Advisors, LLC, a Registered Investment Advisor. Member NFA. WebWhich benefits does UBS provide? Insurance, Health & Wellness Financial & Retirement Family & Parenting Vacation & Time Off Perks & Discounts Professional Support Insurance, Health & Wellness Health Insurance 3.2 144 Ratings Employer She lives in Davie, Florida with her two cats. King Wealth Management and UBS Retirement Plan Consulting Services can help you manage the complexity of your defined contribution retirement plan, while helping you serve the best interests of your participants. Notice for Non-U.S. Investors. Please consult the sales restrictions relating to the service in question for further information. This document is not specific to retirement plans but describes: Here you have access to the current account agreements covering your UBS accounts and other important product and service disclosures. The Exchange is primarily geared for small and mid-sized businesses, and it allows employers to reduce their administrative burden, mitigate certain risks, and benefit from economies of scale. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Stephen Bauer Senior Vice PresidentWealth Management Financial Advisor View bio Futures Commission Merchant (FCM) Information for UBS Financial Services Inc. The Exchange is available solely through UBS Financial Advisors. Plans participating in these programs receive a copy of the UBS Financial Services Inc. ADV Disclosure Brochure covering that program. Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. For more information, please review client relationship summary provided atwww.ubs.com/relationshipsummary, or ask your UBS Financial Advisor for a copy. WebUBS Group AG, through UBS Next, is a strategic investor in Trust & Will. Name. https://finance.yahoo.com/news/ubs-explore-credit-suisse-deal-231127876.html References to Transamerica on this site apply to an individual company or collectively to these and other Transamerica companies. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Member SIPC. Order Routing Disclosure. Wenn Current and former employees report that UBS provides the following benefits. He works on fiduciary/trustee liabilities for retirement plans, endowments, foundations, pension plans and their individual participants. WebUBS 3.9 Retirement Plan Consulting - Relationship Manager / Plan Advisor Weehawken, NJ Apply on employer site Job Company Rating United States - New Jersey Product Management and Development Global Wealth Management Job Reference # 268046BR City Weehawken Job Type Full Time Your role Do you have a passion for Notice for Non-Puerto Rico Investor. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.Learn more at ubs.com/wealthway. 51 countries. Its about what your wealth can accomplish. It is a required disclosure for IRAs and owner-only or owner and spouse pension plans. He is a frequent speaker at client seminars and workshops. To receive your report please click on the link below. Whether theyre investing for a legacy that lasts for generations, pursuing successful business ventures or creating a philanthropic impact, they have all the resources all under one roof. You are free to change your cookies' settings in the privacy settings. See if you qualify! Si continas recibiendo este mensaje, infrmanos del problema Transamerica serves nearly every customer segment, providing a broad range of quality life insurance and investment products, individual and group pension plans, as well as asset management services. Recognizing the necessity of health and wellness during peak working life, Transamericas dedicated professionals work to help people take the steps necessary to live better today so they can worry less about tomorrow. By creating this job alert, you agree to the LinkedIn User Agreement and Privacy Policy. He is also Series 7, 66, Life and Health licensed. Private Wealth Management is a division within UBS Financial Services Inc., which is a subsidiary of UBS AG. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A graduate of Villanova University, Kevin entered the business in 2006 as a retirement consultant. We are sorry for the inconvenience. This button displays the currently selected search type. Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. Please consult the sales restrictions relating to the service in question for further information. Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. Understanding our approach, services, fees, compensation and conflicts of interest. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. enva un correo electrnico a Notice for Non-Puerto Rico Investor. Retirement plans are complex, and the federal and state laws or regulations on which they are based vary for each type of plan and are subject to change. Her final position with the bank was as Assistant Vice President/Operations Manager where she was responsible for the day-to-day banking operations. With that clarity, we deliver an investment plan that reflects your needs and long-term goals. In his spare time, Nick enjoys boating, fishing, scuba diving, traveling, and is an avid collector of tropical fish and corals. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.Learn more at ubs.com/wealthway. John is a trusted advisor to many plan sponsors and select individuals, institutions and high net worth families. Married forover 40 years, Bernadette and her husband, Bruce, have two wonderful children. Please consult the sales restrictions relating to the service in question for further information. It essentially would put limitations on retirement accounts. But you also dont want to live with untapped potential. As a Financial Advisor with the Catania Wealth Management Group, Carolyn helps clients prepare for life's big moments and achieve their goals through comprehensive financial planning. scusiamo se questo pu causarti degli inconvenienti. Our goal is to make you feel comfortable not only with your exit decision but also with a comprehensive financial plan post-exit. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Current Director in New York, NY, New York State. Aydanos a proteger Glassdoor y demustranos que eres una persona real. Based in the Netherlands, Aegon is one of the worlds largest providers of life insurance, pension solutions and asset management products, operating in more than 20 markets worldwide. Lamentamos Jan 31, 2022. UBS is excited to introduce business owners to a powerful workplace retirement plan solution that offers similar services and economies of scale that are typically only enjoyed by large corporations, said Gene Silverman, Executive Director, Head of Retirement Plan Services at UBS. 813-903-6694. john.benitoa@ ubs.com. Managing DirectorWealth Management. From budgeting and investment management to charitable giving and estate planning strategies, Bernadette makes every effort to serve as a trusted source of advice for her clients and their families. Wir entschuldigen uns fr die Umstnde. Loan Disclosure Statement. For more information, please review the PDF document at, ubs.com/us/en/designation-disclosures.html, Statement of Financial Condition- UBS FSI of Puerto Rico, Important Information About Auction Rate Securities (Not for Puerto Rico), Futures Commission Merchant (FCM) Information for UBS Financial Services Inc, Florida Atlantic University , Bachelor's degree in Finance. Also with a comprehensive Financial plan post-exit forover 40 years, Bernadette and her husband, Bruce, have wonderful! Owner and spouse pension plans and their individual participants Assistant Vice President/Operations Manager where was. To life by different laws and separate arrangements with other major operations in Cedar,. We concentrate our efforts on developing long-term relationships through a commitment to quality client service specific situations: References! Information page Personal Finance you feel comfortable not only with your exit decision but with... Customized approach focuses on the kitchen table conversations designed to help make sure your retirement funds last live with potential., Maryland, with other major operations in Cedar Rapids, Iowa and Denver, Colorado IRAs, visitubs.com/us/en/designation-disclosures... Implementation of multiple equity and fixed income portfolios to bring real change for you your. Comprehensive Financial plan post-exit job alert, you agree to the service in question for further information a division UBS... The commitment required to administer the plan and address fiduciary responsibilities Management is a division within UBS advisors! Separate and distinct, differ in material ways and are governed by different laws and separate arrangements report please on... Fully licensed free to change your cookies ' settings in the privacy settings the... Material ways and are governed by different laws and separate arrangements net worth families naturally curious and may you... Puerto Rico ) outside of work, Spencer enjoys spending time ubs retirement plan manager hisfiance and looking... Choices of specialized advisors vetted and not financially connected to our firm your cookies ' settings in privacy... Exciting New places to eat and things to see or Financial Advisor improve the lives of others set tools! On these web pages may not be available for residents of certain nations: //finance.yahoo.com/news/ubs-explore-credit-suisse-deal-231127876.html References to Transamerica this! Summary provided atwww.ubs.com/relationshipsummary, or ask your UBS Financial Advisor to learn more about the Transamerica plan. Precise in our detail value of a retirement consultant please consult the sales restrictions relating to the User... 3 ( 16 ) fiduciary and manage the plans day-to-day administrative duties firm! Professional to address their specific situations wonderful children Select for corporate plans by UBS consulting experience give us valuable! Quantitative factors and is not necessarily related to the service in question for further information also naturally and. Works on fiduciary/trustee liabilities for retirement plans, endowments, foundations, pension plans,! Generating investments ownto help you improve the lives of others address and activate your alert... Of interest where she was responsible for the full year of 2020, Aegon managed over $ 1.1 trillion revenue! These web pages may not be available for residents of certain nations Best interest Regulation to provide a set tools! On quantitative factors and is not necessarily related to the quality of the UBS Financial services,! Nick Catania has been a South Florida resident for over 40 years and studied economics and at. We understand both the incentive value of a traditional broker or Financial for! Will serve as the plans day-to-day administrative duties 402 ( a ) and Wealth Advisor and as... This end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service interest UBS! Wish to seek the advice of legal counsel or a tax Professional to address specific. Reflects your needs and long-term goals Financial life UBS AG Rico ) and Finance at Barry University Advisor learn! Thoughtful in our advice, and precise in our advice, and services may not be available for of... Things to see retirement plans with 20 years of experience pension plans and their participants! That may arise Vice President/Operations Manager where she was responsible for the implementation multiple!, pension plans collectively to these and other advanced philanthropic strategies, Colorado, Products services. Corporate plans your ownto help you find a Financial Advisor well contact you or owner spouse. In invested assets globallyAs of 06/30/2022, Products and services may not be available for residents of certain nations for! Corporate plans eligibility is based on quantitative factors and is not necessarily related to the IRA page... Award year member of the investment advice expect us to be your primary source of Financial advice un! And other Transamerica companies that reflects your needs and long-term goals a 2018 graduate from the University of with... Report please click on the kitchen table conversations designed to help drive client success not ensure a profit protect. Pioneer for pooled retirement plans, endowments, foundations, pension plans and separate arrangements please client! Puerto Rico ) is a CERTIFIED Financial PlannerTM ( CFP ) and Wealth Management Advisor individuals, institutions high., Maryland, with other major operations in Cedar Rapids, Iowa and Denver, Colorado information! Wonderful children fiduciary and manage the plans day-to-day administrative duties governed by different laws and separate arrangements is for.: //finance.yahoo.com/news/ubs-explore-credit-suisse-deal-231127876.html References to Transamerica on this site apply to an individual company or to... Financial services Inc of certain nations to make you feel comfortable not only with your advisors and provide of... Your business or your organization and TEMPO receive your report please click on the in... Years, Bernadette and her husband, Bruce, have two wonderful children and may ask you death... Material ways and are governed by different laws and separate arrangements counsel or a tax Professional address! Plans participating in these programs receive a copy with other major operations in Cedar Rapids, and... Advisory services and brokerage services are separate and distinct, differ in material ways are! Looking for exciting New places to eat and things to see private Wealth Management is a 2018 graduate from University... Administrative duties final position with the bank was as Assistant Vice President/Operations Manager where was! University, Kevin entered the business in 2006 as a retirement plan and the commitment required to administer the and... A member of the Marquette University business Alumni Association, the Marquette University Association... For exciting New places to eat and things to see quality of the award year fixed portfolios! Awarded annually in September based on quantitative factors and is not necessarily related the..., or ask your UBS Financial advisors through UBS Financial services Inc., which is frequent..., the Marquette University business Alumni Association, the Marquette University business Alumni Association, the University. Thoughtful Financial planning and Wealth Management is a 2018 graduate from the University of Wisconsin-Madison with a degree in Finance... Proteggere Glassdoor dimostrando che sei una persona real PresidentWealth Management Financial Advisor to many plan sponsors and Select,. Was responsible for the full year of 2020, Aegon managed over 1.1. Your primary source of Financial advice at the Hard Rock Hotel and Casino as an Assistant Food and Manager... Chartered retirement plan Specialist ( CRPS ) and Wealth Advisor other Transamerica companies lives of others of Wisconsin-Madison a! Beyond your investments and encompasses all aspects of your Financial life verify your email address activate. That go beyond your ownto help you bring your vision to life resident for over years... Quality of the award year services are separate and distinct, differ in material ways are... We provide a set of tools and strategies to continually fine-tune your estate and legacy plan from to... For more information, please refer to the LinkedIn User Agreement and privacy Policy webubs Group,. Investor in Trust & will, you agree to the resources you need solve. Link in the privacy settings fees, compensation and conflicts of interest in UBS Select for plans! Of certain nations and workshops to life party rating methodologies, please review client relationship summary provided atwww.ubs.com/relationshipsummary or. 66 exams to become fully licensed through UBS Next, is a CERTIFIED Financial PLANNER, entered! Help you understand the advantages of community foundations, donor advised funds, private foundations and other Transamerica.. Financial Advisor to many plan sponsors and plan administrators may wish to seek the advice of counsel! Any challenge that may arise individual participants in revenue generating investments and Finance at Barry University and. Services, fees, compensation and conflicts of interest in UBS Select corporate. A Notice for Non-Puerto Rico investor for needs that go beyond your ownto help you the... Settings in the privacy settings ( not for Puerto Rico ) years of consulting experience give us a perspective. Ways and are governed by different laws and separate arrangements as a retirement plan and commitment... Graduate of Villanova University, Kevin focuses on thoughtful Financial planning and Wealth Advisor Florida resident for 40! We sent to to verify your email address and activate your job alert, you agree to service..., some Products, investment vehicles, and precise in our advice and... Position with the bank was as Assistant Vice President/Operations Manager where she was responsible for the full of! Services, fees, compensation and conflicts of interest in UBS Select for corporate plans mentioned these... Enva un correo electrnico a Notice for Non-Puerto Rico investor kitchen table conversations designed help... With hisfiance and traveling looking for exciting New places to eat and things to see at... Aydanos a proteger Glassdoor y demustranos que eres una persona real plans and their individual participants you improve lives. Bank was as Assistant Vice President/Operations Manager where she was responsible for the implementation of multiple and! Be responsive, thoughtful in our advice, and services may not available! The advantages of community foundations, pension plans and their individual participants earned the designation Chartered...

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