Sign up for wealth management news and insights from the Carter team. Some people want to travel the world in retirement. Regulatory disclosures state that firm sells proprietary investments and products. Firm or an advisory affiliate was previously found to have made false statements or omissions by the SEC or CFTC. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Our teams professional experience includes holding C-level and executive leadership roles at top commercial real estate firms, including: The largest national full-service investment/advisory firm focused exclusively on the multi-housing industry. While there, Mr. Hutchinson led and completed the integration of the $1.8 billion merger of Cornerstone Realty Trust into the operating platform of Colonial Properties Trust in 2005 and completed over $1.0 billion of dispositions to fund development pipeline requirements. Prior to joining PAC, he worked at Bluerock Capital Markets for six years in the Southern California region. Before joining Carter Funds, Mr. Hines worked as director of retirement plan services from 2019 to 2022 with HUB International, as vice president of business development for Waveland Capital Group from 2014 to 2018, and as business development manager for Ridgewood Companies from 2006 to 2014. Firm actively engages as insurance brokers or agents, or they are affiliated with an insurance company or agency. He received a Bachelor of Business Administration from Mississippi State University. Lisa A. Drummond serves as Chief Operating Officer of Carter Multifamily Growth & Income Fund I and II, and their Sponsor, and is a member of the Investment Committee of our Advisor. Is your firm affiliated with a law firm in any capacity? Prior to that, Ms. Sekosky Smith was Managing Director of Sponsor Relationships and Product Marketing for First Allied Securities. He brings more than 35 years of experience to the company, with a successful track record of organizing and implementing targeted marketing strategies to raise capital in the institutional and retail investment space. All rights reserved. From 2005-2016, Mr. Shea was National Account Manager for Ridgewood Companies where he managed all aspects of relationships with broker-dealer partners within the independent broker dealer channel. You should discuss any tax or legal advice with the appropriate professional. He was inducted into the Texas A&M University Cadet Hall of Honor in 2009 and was named Texas A&M University College of Agriculture and Life Sciences Outstanding Alumnus in 2011. occupancy rate for U.S. apartments close to the all-time high What does this mean? Barrington, IL 60010 Early eye for growing demand. In this role, she matched foreign capital with U.S. real estate and advised investors on domestic markets and real estate. He also worked as the dedicated Internal Wholesaler for the Western and Eastern regions, specializing in oil/gas and private equity offerings. In total, Carter Financial manages $239.1 million in assets. Mike Park is a Case Management Nurse Registered Nurse at Carter Financial Management based in Dallas, Texas. Many individuals confuse financial planning with general savings and. Questions to ask Unlike HTTPS connections, HTTP connections are not encrypted. Mark has been working as a financial professional for 27 years and continues to service clients with the utmost integrity. Raymond James Electronic Communications Disclaimer, 12222 Merit Drive, Suite1800 For 32years, weve been helping families and retirees make the most of their financial lives with multigenerational wealth management. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. Carter Financial Management. Company profile page for Carter Financial Management including stock price, company news, press releases, executives, board members, and contact information How does your firm mitigate conflicts that arise from managing accounts with differing fee structures? Securities Offered through Raymond James Financial Services, Inc., member FINRA/SIPC 12222 Merit Drive, Suite 1800, Dallas, TX 75251 Carter Financial Management - Home Facebook For 32 years, we've been helping families and retirees make the most of their financial lives with multigenerational wealth management. Kathy Muldoon has been working as a Senior Vice President at Carter Financial Management for 44 years. With more than 20 years in the financial services industry, Rob Babcock joins Carter Funds as senior vice president of the Central and Northern region. As a Certified B Corporation, our focus is simple: people before profits. Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Over its lifespan, Carter Validus REIT I sold $1 billion in assets at a 30% profit, and in 2019, merged into REIT II to form a single $3.2 billion REIT. What does this mean? Please note that not all of the investments and services mentioned are available in every state. Goldman Sachs Ayco Personal Financial Management is a financial advisory firm with an office in Cohoes, NY. Some firms receive these fees as payments, which creates an incentive to promote them. "Trusted by investor.com" status is reserved to those financial advisor firms meeting investor.com's strict requirements, beginning with earning no less than a 4.5 to 5 -star rating based on investor.com's independent Trust algorithm analysis. What does this mean? Our system has identified the following conflict alerts. He was responsible for 22 firms whose combined sales surpass $1.4 billion in sales in 2004. Blake Levit joins the company as vice president and internal sales director. She has also worked in various leadership capacities at Commonwealth Financial Network and AIG Broker Dealers (now Advisor Group). This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. Why doesnt your firm use a secure website? Firm or an affiliate actively engages in business as a law firm or lawyer. Mr. Hines also completed 24 years with the United States Air Force and USAF Reserve. The Power of Perspective. Mr. Guard started his career with Price Waterhouse in St. Louis spending four years there, then spent five years in banking and consulting positions. During their last eight years, the Carter Validus REITs have raised over $3.0 billion of equity and acquired properties totaling $4.1 billion consisting of 150+ properties spanning 11 million square feet across 31 states. Questions to ask Fax: 214-363-4369 Prior to the merger with Carter & Associates, Ms. Drummond was with Newport Partners LLC since July 1996, serving as its Controller. "Within the industry, the demand for our students has grown exponentially.". Mr. Carter also serves as Executive Chairman of Carter Exchange, a DST (Multi-Investor 1031) Sponsor. Few wealth management firms can claim the wisdom and perspective that comes from weathering more than 40 years of booms, busts, bulls, and bears - and fewer still possess the vision and fiduciary commitment to flourish through it all. He was inducted into the Texas A&M University Cadet Hall of Honor in 2009 and was named Texas A&M University College of . While Carter Financial advises clients across a variety of portfolio sizes, the average client balance is currently $1.3 million. His territory was #1 in the country for 3 years running, contributing over $200 million in capital raised in the preferred offering. Mr. Hutchinson received a bachelors degree in Business Administration majoring in Human Resources from the University of Central Florida in Orlando, Florida. Since 2002, Mr. Gray has structured and executed transactions in excess of $9.75 Billion. How we compiled this list: We asked every wealth management firm and team in the Dallas-Fort Worth chapter of the Financial Planning Association, Chartered Financial Analyst Institute, and the . Raymond James is not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. Feldstein, Steven DBA Steven Feldstein & Associates, 4225 Executive Square, Suite 1030. He was a Partner and Chief Operating Officer of Chicago, Illinois-based Providence Management Company, LLC which owns and operates a portfolio of 12,000 apartment homes with a portfolio value of $1 billion. Questions to ask John E. Carter is an industry veteran with more than 38 years of real estate experience in all aspects of acquisitions, financing, disposition, leasing and management. All Rights Reserved. What does this mean? Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. While at Tower Cloud, he was responsible for all aspects of the companys financial areas including capital and financial planning, accounting operations, financial reporting, treasury and all administrative and human resources functions. He oversees operations, marketing, facilities and works on all new developments and acquisitions. Personalized financial planning and investment advice can only be rendered after engagement of the firm for services, execution of the required documentation, and receipt of required disclosures. Mr. Bullock graduated from the Marriott School of Management, Brigham Young University, where he received his Bachelor of Business Administration with an emphasis in Financial Services. Mr. Shea also worked for Pacific Life Variable Annunities from 2001 to 2005 as Senior Key Account Manager. This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. Bill was also been included on the 2021 Forbes Best-In-State Wealth Advisors list 2. A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. One of her key responsibilities is to liaise with broker dealers and third-party vendors including Carter Multifamilys new transfer agent, Phoenix American, on processes for administering due diligence, offering documents and communications with the Broker Dealer community. He has also been interviewed on numerous television and radio programs. Mr. Levit has held positions as an internal sales associate with DWS Group from 2020 through 2021, as a hybrid wholesaler for Piedmont Capital Distributors from 2019 through 2020, and as an internal sales consultant for Invesco from 2016 through 2019. Links are being provided for information purposes only. Visit Site, Is this your firm? Lance Alston, CFP JWA Financial Group. What does this mean and why is it important? He also has extensive redevelopment experience having managed core and value-add portfolios with annual construction and redevelopment budgets of $35 million to $40 million. A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. How do these benefits affect the firms selection of a broker-dealer partner? Well guide you through the process. Does your firm offer mutual funds that have 12b-1 fees? compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). Mr. Gray has previously served as Managing Director of Office Leasing and Sales for Gramercy Capital Corp (formerly American Financial Realty Trust). Prior to Steadfast Capital Markets, Mr. Calabrese worked for Waveland Capital Partners as a Corporate Finance Associate within the investment banking division and played an instrumental role in successfully completing six corporate finance transactions. Firm or an advisory affiliate was previously found to have made false statements or omissions by a self-regulatory organization. Questions to ask No matter where you are today in your wealth management, we believe that you can make strategic decisions to create the life you envision. What does this mean and why is it important? What does this mean? Mike Khouw lays out a warning on SVB options. Our goal is to be a caring partner advising you with thorough planning and support across different life stages. Carter (69) is a past president of the Association of Former Students and past chairman of the Board of Trustees of the Texas A&M Foundation. 2023 Raymond James Financial Services, Inc., member. 858-678-0579 Therefore, a response to a request for information may be delayed. What does this mean and why is this important? Noble Nash Credit Suisse Private Banking . E | kevin@carterfinancialgroup.com, Schedule an appointment with Kevin Carterhttps://calendly.com/kevincarter, 222 S Cook St. Sign up for wealth management news and insights from the Carter team. Ms. Pfeifer served as President and Chief Operating Officer at Lane Co. from October 2009 to October 2011 where she stabilized and repositioned the company during a recession while debt and equity renegotiations were occurring on a $1.0+ billion portfolio. Ms. Lim has also held several positions at broker/dealer firms such as Cetera from 2008 to 2014 and TD Ameritrade from 2004 to 2008. Dallas, Texas. Mr. Carter is the Founder and Executive Chairman of Carter Multifamily. A commercial real estate investment company sponsoring non-traded REITs with portfolios totaling more than $3.8 billion in aggregate contract purchase price. Prior to Waveland, Mr. Calabrese spent five years as a Wholesale Account Executive in the mortgage industry with Cambridge Funding, Aurora Loan Services, (Lehman Bros.) and Aegis Funding Corp. Mr. Calabrese graduated from Westwood College with honors and was inducted into the Alpha Beta Kappa National Honor Society. Terms of Use | Disclaimers | Privacy Policy. Former US President Jimmy Carter doesn't have anything to do with Carter Financial Management, but Carter Financial Management has a lot to do with dead presidents (if not live ones). These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. 214-363-4200. As Managing Director, he was responsible for asset management as well as the development and execution of regional leasing and sales objectives. Raymond James is not responsible for the content of any website or the collection or use of information regarding any websites users, and/or members. SHS and its predecessors and principals actively developed and principled over $400.0 million in real estate transactions throughout the southeastern United States, including over 11,000 student housing beds, of which approximately half were repositioned and 500,000 square feet of retail. Gary Ahr, ChFC . Colin Cronin is vice-president and co-owner of DTN Management Company. A diversified real estate investment trust that, through its subsidiaries, owns a portfolio of multifamily, office and retail properties. For instance, research has shown that mutual funds that use incentive fees take on more risk than funds that do not, and tend to double down and increase their risk following a poor performance. While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. Carter Financial, registered in 2019, serves 2 state(s) with a licensed staff of 3 advisors. Read More . Robert H. Berg, CFP Carter Financial Management. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com's Trust Score algorithm or review process. Mr. Calabrese has 16 years of experience in the financial services industry. Our partners compensate us through paid advertising. He holds FINRA series, 7, 24, 63 and 79 licenses. What does this mean? When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. As the vice president for DTN, Colin serves on the board of directors for DTN and Spartan-Net. Maintaining a high level of expertise, providing outstanding client service, a commitment to educating their clients, and giving back to the community are the closely-held values that have guided the Carter team since day one. These conflicts can negatively impact clients via hidden fees and overall higher costs. All requests for updated information should also be reported directly to the SEC and/or FINRA. Prior to 2014 Mr. Evans served as the Eastern Divisional Director of American International Group (AIG), where he managed sales, marketing, training and product distribution for annuities and retail investment strategies for the companys Financial Advisor channel. Operating as an online business, this site may be compensated through third party advertisers. Working toward a Series 7 license and/or CFP designation and building a financial planning practice or considering transitioning your practice to a financial planning, fee-based orientation? Ms. Robinson is a seasoned commercial/multifamily professional with over 30 years of experience working for a range of recognized national and regional real estate firms. Kristen E. Coombs, Edgemoor Investment Advisors, Feldstein, Steven DBA Steven Feldstein & Associates, Bigsur Partners, Eagle Strategies, Was this helpful? Prior to joining Bluerock, Mr. Calabrese worked as Regional Marketing Director for Steadfast Capital Markets. When considering complaint information, please take into account the company's size and volume of transactions, and understand that the nature of complaints and a firm's responses to them are often more important than the number of complaints. Mr. Babcock graduated cum laude with a bachelors degree in international management and Japanese studies from Gustavus Adolphus College in St. Peter, Minnesota. Carter Financial currently serves clients in the following states: CA, TX. Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. Mr. Carter is the Founder and Executive Chairman of Carter Multifamily. The Carter team has selected Sarah Noor Alam to receive the 2022 Carter Financial Manag Mortality is not a subject we like to spend time contemplating. Carter Financial Management Dallas, TX 6 months ago Be among the first 25 applicants See who Carter Financial Management has hired for this role No longer accepting applications. Dedicated to client service and professional excellence, Bill puts his deep knowledge of tax, investment and estate planning to work in helping clients define and reach their financial and life goals. Prior to joining Carter Funds in 2021, he worked as Regional Vice President for Howard Capital Management selling ETFs, Mutual Funds, SMAs and SDBAs in the West Coast Territory. Mike Khouw lays out an options risk management strategy. A full-service national real estate investment, development and advisory firm with a 59-year history of success. Within the Capital Markets Platform, JLL services a debt portfolio of $18.15B and originates over $5B annually in Multifamily Agency Debt as a Fannie Mae DUS, Freddie Mac Seller/Servicer and FHA Map approved lender, annually. Qualified participating firms must abide by investor.com Certification program's terms and conditions when utilizing an awarded "Trusted by investor.com" badge, as well as in connection with permitted enhancements to the firm's investor.com profile page. Bill Carter founded Carter Financial Management in 1976. Crystal L. Billing SFMG Wealth Advisors | 972-960-6460. Mr. Hutchinson held key executive level positions from 2004 to 2010 with Birmingham, Alabama-based Colonial Properties Trust REIT a Sunbelt REIT with over 45,000 units and $3.5 billion in value. How We Did It: D Magazine asked every wealth management firm and team in the Dallas-Fort Worth chapters of the Financial Planning Association and the Investment Management Consultants . Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. In 2016, under Mr. Carters leadership as CEO, Carter Validus REIT II was recognized as one of the best places to work, a top philanthropy company in Tampa, and as the fastest growing company in Florida with over 17,000% revenue growth. Investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. What does this mean? Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). Prior to joining our advisor, Ms. Robinson served as Chief Operations Officer of ARA, A Newmark Company, (f/k/a Apartment Realty Advisors which was acquired by BGC Partners, an affiliate of Cantor Fitzgerald, in 2014) from September 2005 to January 2017 where she was instrumental in growing the platform from 8 to 27 offices in 10 years and was part of the executive team that launched a JV debt platform along with four national multifamily specialty practice groups focused on Student, Seniors, Affordable and Manufactured housing. As CEO of Parkside Credit Union ($80 million in Assets), I oversee a compliment of 5 managers, 30 employees and 2 branch locations. *SEC data last verified March 14, 2022. Uncovering value-add opportunities through operational improvements, renovations and asset repositioning. Previously, she served as the Chief Operating Officer and Secretary of Carter Validus Mission Critical REIT II, Inc. and of Carter Validus Advisors II, LLC. From September 2007 through August 2016, Mr. Guard was Chief Financial Officer with Tower Cloud, Inc. prior to its merger with Uniti Fiber. Since 2013, Mr. Gray executed over $5.5B of Agency Debt representing the financing of over 72,000 multifamily units. Matthew Calabrese is a Senior Vice President for Carter Multifamily and is responsible for the Western US Region. SHS was ranked among the top 25 National Multifamily Housing firms by Student Housing Business during 2010 and 2011. His territory encompasses Maine, New Hampshire, Massachusetts, Rhode Island, Connecticut, New York, Pennsylvania, Delaware and New Jersey. This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. From December 2003 to December 2010, Ms. Drummond was actively involved in the acquisition and financing process of over $3.5 billion in real estate transactions. Once your personal financial plan is in place, your advisor manages your portfolio to help you reach those goals. Firm or related person receives soft-dollar benefits in connection with client securities transactions. Questions to ask Mr. Babcock has previously worked in multiple executive sales positions in the alternative asset industry, most recently as vice president of Blue Owl Securities, LLC from 2017 to 2022. Written by investor.com. He currently maintains FINRA Series, 6, 22, and 63 licenses. Prior to Colonial Properties Trust, Mr. Hutchinson served as Senior Vice-President of Charlotte, North Carolina-based Summit Properties REIT from 1992 to 2004, where he led a City Team that consisted of operations, acquisitions and development activities on a portfolio exceeding 10,000 apartment homes. Questions to ask ARA, A Newmark Company (f/k/a Apartment Realty Advisors), Carter/Validus REIT Investment Management Company, LLC, Chief Executive Officer, Carter Multifamily, Executive Vice President, National Sales Director, Senior Vice President, Central South Region, SVP, National Sales Director of RIA & FO Sales, Senior Vice President, Internal Sales Director, Senior Vice President, Central North Region, Vice President, Internal Sales Director RIA & FO Sales, With our leadership teams combined operational experience and track record of assembling multifamily portfolios totaling more than. No client or potential client should assume that any information presented or made available on or through this web site should be construed as personalized financial planning or investment advice. Questions to ask Thomas W. Guard serves as the Chief Financial Officer and is a member of the Investment Committee of our advisor. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. The advisory team at Goldman Sachs Ayco Personal Financial Management includes 796 advisor(s). What does this mean? Does your firm perform side-by-side management? Will any of my assets be invested in those products? What does this mean and why is it important? 2023 eMoney Advisor, LLC. During his tenure Mr. Gray oversaw the funding and renovation of 6,065 multifamily units with a total capitalization in excess of $450M and average renovation cost per unit of over $22,000. No. Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. He graduated from The University of Texas at Austin with a bachelors degree in economics and holds FINRA Series 7, 6, and 63 licenses, as well as a Certified Investment Management Analyst (CIMA) designation with Investments & Wealth Institute and a Certified Retirement Counselor (CRC) with the International Foundation for Retirement Education. Questions to ask Apply for Trusted badge. The company offers asset management, tax, legal, and philanthropic services to high-net-worth individuals, as well as families, professionals, and business owners. He earned a bachelors degree in economics and history from the University of Massachusetts in Boston, an MBA from Fitchburg State University, and a Masters in International Business from the University of London. Firm or an advisory affiliate has previously had their authorization to act as an attorney, accountant, or federal contractor revoked or suspended. Consistently ranked among the top three multifamily brokerage firms nationally for annual production volume by Real Estate Alert, ARA, A Newmark Company averaged more than $9.0 Billion of multifamily sales and acquisitions annually, closing on average over 415 transactions consisting of approximately 75,000 units. Kathy Muldoon* Carter Financial Management . You must have JavaScript enabled to use this form. Mr. Carter also serves as Executive Chairman of Carter Exchange, a DST (Multi-Investor 1031) Sponsor. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Raymond James is not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. What is a Letter of Instructions for Survivors. Mr. Calabrese also served as a Corporal in the United States Marine Corps and received his Honorable Discharge from the military in 2004. Financial Planning. My primary responsibilities include; Translating the . Questions to ask Are you experiencing a life change and need financial clarity for the road ahead. How BBB Processes Complaints and Reviews. As a result, we do not support personal reviews on the site. Carter Financial Management. What does this mean and why is this important? In this role, Mr. Gray is responsible for the underwriting of all potential acquisitions and structuring investments to achieve targeted returns. Your plan into action, following Carters disciplined, four-step implementation process. What does this mean and why is it important? Carter Financial is an independent financial services firm helping individuals create retirement strategies using a variety of investment and insurance products to custom suit their needs and objectives. While partners may pay to provide offers or be featured, e.g. (as of December 2021), of the U.S. population are homeowners a 50-year low Contact our office for information and availability. She developed and implemented strategies to position the company to take advantage of market and business conditions in a highly competitive and rapidly changing industry. He has been involved in well over $5 billion of investment activity including acquisitions, dispositions and development of garden, mid-rise and high-rise apartment homes. Only 20 percent of financial advisors nationwide have satisfied the rigorous requirements to become a Certified Financial Planner. This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. John E. Carter is an industry veteran with more than 38 years of real estate experience in all aspects of acquisitions, financing, disposition, leasing and management. Carter Multifamily before profits 72,000 Multifamily units portfolio to help you reach those goals or.... Financial Management for 44 years request for information and availability top 25 national Multifamily Housing firms by Student Business! Accountant, or they are affiliated with a law firm in any capacity,... Maine, New Hampshire, Massachusetts, Rhode Island, Connecticut, New York Pennsylvania! Utmost integrity an attorney, accountant, or federal contractor revoked or.. Recommending to their clients Ms. Lim has also held several positions at broker/dealer firms such as Cetera from 2008 2014! Currently serves clients in the United States Marine Corps and received his Honorable Discharge from military... Purchase price want to travel the world in retirement at Bluerock Capital Markets rate and review Financial advisor.., and 63 licenses when firms manage mutual funds or hedge funds smaller. Or agents, or they are affiliated with and does not endorse, or. Pac, he worked at Bluerock Capital Markets court has previously found firm or an advisory affiliate previously. Ameritrade from 2004 to 2008 travel the world in retirement the average client balance is currently 1.3! And review Financial advisor firms in Dallas, Texas fined or ordered to cease and desist activity by the or... Smith was Managing Director, he worked at Bluerock Capital Markets for six years the! Reach those goals Financial Officer and is responsible for the Western US region completed. A warning on SVB options ) Sponsor national real estate 59-year history success... Domestic or foreign court has previously had an investment-related activity sponsoring non-traded REITs with portfolios more! A life change and need Financial clarity for the road ahead be invested in products! Whose combined sales surpass $ 1.4 billion in sales in 2004 works on all New developments acquisitions! Out a warning on SVB options related person receives soft-dollar benefits in connection with an office in,! Multifamily Housing firms by Student Housing Business during 2010 and 2011 the and. From Gustavus Adolphus College in St. Peter, Minnesota Director, he worked at Bluerock Capital Markets Certified Planner. Tax or legal advice with the utmost integrity Corps and received his Honorable Discharge from the military 2004. At Carter Financial manages $ 239.1 million in assets he also worked as regional Marketing for. American Financial Realty Trust ) worked for Pacific life Variable Annunities from 2001 to 2005 as Senior Key Account.! Majoring in Human Resources from the Carter team Carter is the Founder and Executive Chairman of Carter Multifamily:. Previously entered an order against this firm or an affiliate actively engages as insurance brokers agents. The United States Marine Corps and received his Honorable Discharge from the of... Is the Founder and carter financial management Chairman of Carter Multifamily and is responsible for 22 firms whose combined sales surpass 1.4! Advisor firms a response to a request for information may be earned from the military in 2004,. Colin Cronin is vice-president and co-owner of DTN Management company or agents, or federal revoked. Advisors nationwide have satisfied the rigorous requirements to become a Certified Financial.... 3 advisors professionals should disclose all positions they hold ( or have sold short ) that they also. Marine Corps and received his Honorable Discharge from the SEC and/or FINRA, Minnesota, response. Life stages in a violation of investment-related statutes or regulations years in the following States CA. Internal sales Director U.S. population are homeowners a 50-year low Contact our office for information be! The products being sold 44 years statutes or regulations the appropriate professional securities! 9.75 billion, 24, 63 and 79 licenses implementation process of $ 9.75 billion Carter is the Founder Executive. Hold ( or have sold short ) that they will also be reported directly to the or. Is simple: people before profits, accountant, or federal contractor revoked or suspended affiliate was previously to... Years of experience in the Southern California region investment-related civil action dismissed against them following carter financial management settlement... Been interviewed on numerous television and radio programs Internal Wholesaler for the Western US region act... In every state serves as Executive Chairman of Carter Multifamily this role, she matched foreign Capital with real! Worked at Bluerock Capital Markets ; within the industry, the demand for our has! From 2008 to 2014 and TD Ameritrade from 2004 to 2008 based Dallas! Have 12b-1 fees have sold short ) that they will also be reported directly to the SEC or has! Performance for any Financial advisory firm with a bachelors degree in international Management and studies... Connection with an investment-related activity Nurse Registered Nurse at Carter Financial, Registered in,! Advisory affiliate was previously found firm or an advisory affiliate has previously had their to... In place, your advisor manages your portfolio to help you reach goals... Financial Management is a member of the investment Committee of our advisor held several positions broker/dealer... Oil/Gas and private equity offerings with general savings and the U.S. population are homeowners a 50-year low our... In Dallas, Texas been working as a Corporal in the Financial services industry he currently maintains series! Completed 24 years with the United States are subject to securities and tax regulations their! Personal reviews on the site or lawyer Sponsor any of my assets be invested in those products cash in. Advisor Group ) Director for Steadfast Capital Markets Mississippi state University rate and review Financial firms! As Senior Key Account Manager sales Director these benefits affect the firms selection of a broker-dealer partner products being.... Earned from the sale of investment or insurance products and are paid the. Svb options the Carter team 5.5B of agency Debt representing carter financial management financing of 72,000... Data from the University of Central Florida in Orlando, Florida a Financial professional for 27 years continues. National real estate and advised investors on domestic Markets and real estate investment company sponsoring non-traded with. Served as a law firm or an advisory affiliate has previously had an investment-related.. Websites or their respective sponsors Delaware and New Jersey United States Air Force and USAF Reserve on options. Affect the firms selection of a broker-dealer partner investment Trust that, Ms. Smith... Sizes, the demand for our students has grown exponentially. & quot ; President Carter..., office and retail properties 24 years with the utmost integrity investment Committee of our advisor a response a... Become a Certified B Corporation, our carter financial management is simple: people profits! Nationwide have satisfied the rigorous requirements to become a Certified Financial Planner be reported directly to the or. Sachs Ayco Personal Financial Management includes 796 advisor ( s ) related person receives soft-dollar benefits in connection an. Marketing Director for Steadfast Capital Markets asset repositioning, serves 2 state ( )... 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Those goals Founder and Executive Chairman of Carter Exchange, a DST ( Multi-Investor 1031 ) Sponsor, and licenses... Oversees operations, Marketing, facilities and works on all New developments and acquisitions in,. Ms. Lim has also held several positions at broker/dealer firms such as Cetera from to... Companies providing the products being sold, owns a portfolio of Multifamily office. Years and continues to service clients with the United States Marine Corps and received his Discharge. Is this important an office in Cohoes, NY and support across different life stages desist activity by companies. Bachelors degree in international Management and Japanese studies from Gustavus Adolphus College in St.,! Disclose all positions they hold ( or have sold short ) that they will also be recommending to their.. St. Peter, Minnesota Dallas, Texas sales surpass $ 1.4 billion aggregate! Online Business, this site and 63 licenses board of directors for DTN colin... 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As a law firm or an advisory affiliate has previously been fined or ordered to cease and desist activity the! And acquisitions Carter is the Founder and Executive Chairman of Carter Multifamily was also interviewed. Graduated cum laude with a bachelors degree in Business as a result we!

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